SourcingSourcing

BAKER ELLIS ASSET MANAGEMENT LLC

C46
CRD 121802·SEC 801-61479·VANCOUVER, WA
AUM
$1.05B
$1B+
Est. Revenue
$10.5M
@ 1% on AUM
Est. EBITDA
$3.1M
@ 30% margin
Est. Deal Value
$25.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BAKER ELLIS ASSET MANAGEMENT LLC
CRD
121802
SEC file #
801-61479
EIN
752997594
DBA names
—

Economics

AUM
$1.05B
AUM band
$1B+
AUM trajectory
'20'26
$585.9M → $1.05B▲ +79%
Client mix
Individuals Other196
Individuals High Net Worth138
Corporations7
Charitable Organizations2

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
VANCOUVER WA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
02/11/2026
ADV-W filed at
—
Website
bakerellis.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAKER, BRIAN, CHRISTIAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BAKER, BRIAN, CHRISTIAN
ELLIS, BARNES, CLELAND
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BAKERELLIS.COM
Rdap Domain Creation Date
2002-02-01T16:07:54Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
9,884
Form 5500 Compensation Trajectory 3y
20259,884
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
9,884
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001365559
Edgar Registered
Yes
Edgar Filing Count
82
Edgar First Filing Date
2007-02-01
Edgar Last Filing Date
2026-04-17
Edgar 13f Count
80
Edgar 13f Latest AUM Estimate
Filing Date2026-04-17
Accession0001941040-26-000226

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
805 BROADWAY ST.SUITE 400VANCOUVER, WA 98660
Business
805 BROADWAY ST.SUITE 400VANCOUVER, WA 98660
Edgar EIN
752997594
Edgar Recent Filings
13F-HR2026-04-17 · 0001941040-26-000226
13F-HR2026-01-21 · 0001941040-26-000040
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-01T16:07:54Z
Rdap Domain Last Changed
2021-12-03T17:44:09Z
Rdap Nameservers
Ns1045.ui-dns.bizNs1045.ui-dns.comNs1045.ui-dns.deNs1045.ui-dns.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1936839
Trust Company Affiliate
No

People (4)

4
ELLIS, BARNES, CLELAND
IAR · Direct Owner · 62.5%
2662688
BAKER, BRIAN, CHRISTIAN
IAR · Direct Owner · 62.5%
1936839
Watson, Patricia, Anne
IAR · Executive Officer · 2.5%
6802364
JOHN BECKLEY GROH
IAR
2525437