SourcingSourcing

VIA IV INVESTMENTS, LLC

B56
CRD 121992·SEC 801-120335·BURR RIDGE, IL
AUM
$221.8M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$665K
@ 30% margin
Est. Deal Value
$5.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VIA IV INVESTMENTS, LLC
CRD
121992
SEC file #
801-120335
EIN
—
DBA names
—

Economics

AUM
$221.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$169.2M → $221.8M▲ +31%
Client mix
Individuals Other461
Individuals High Net Worth71

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
4 advisors → 4 advisors▬ 0%
Primary office
BURR RIDGE IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
viaiv.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COYNER, JEFFREY, RUSSELL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
COYNER, JEFFREY, RUSSELL
HOLLAND, JEFFREY, JACOB
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VIAIV.COM
Rdap Domain Creation Date
2012-10-28T18:26:08Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Charles Schwab3
Fidelity2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2035-02-22T11:59:59Z
Rdap Domain Last Changed
2025-08-20T15:42:37Z
Rdap Nameservers
Ns21.domaincontrol.comNs22.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1989908
Trust Company Affiliate
No

People (4)

4
COYNER, JEFFREY, RUSSELL
IAR · Direct Owner · 62.5%
1989908
HOLLAND, JEFFREY, JACOB
IAR · Direct Owner · 62.5%
2349981
NICHOLAS THOMAS LEFTAKES
IAR
1729929
SCOTT EDWARD MANN
IAR
2777511