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CLASSIC ASSET MANAGEMENT, LLC

C47
CRD 122030·SEC 801-67302·FARGO, ND
AUM
$189.1M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$567K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLASSIC ASSET MANAGEMENT, LLC
CRD
122030
SEC file #
801-67302
EIN
—
DBA names
Financial Strategies Group

Economics

AUM
$189.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$141.9M → $189.1M▲ +33%
Client mix
Individuals Other602
Individuals High Net Worth57

Operations

Employees (total)
10
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
7 advisors → 4 advisors▼ -43%
Primary office
FARGO ND
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
finstrat.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLASSIC HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
4
Control Persons
CLASSIC HOLDINGS, LLC
ROTTMAN, CRAIG, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FINSTRAT.COM
Rdap Domain Creation Date
1997-11-13T05:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Axos Advisor Services2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-11-12T05:00:00Z
Rdap Domain Last Changed
2024-09-13T08:38:58Z
Rdap Nameservers
Ns63.worldnic.comNs64.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (5)

5
ROTTMAN, CRAIG, ALAN
IAR · Executive Officer · 2.5%
4647293
YOUNG, MICHAEL, VICTOR
IAR · Executive Officer · 2.5%
3242751
ASHLEIGH COOPER SWAYZE
Executive Officer · 2.5%
4632543
DOUGLAS GENE SCHMITZ
IAR
1771132
Austin Thomas Avery
IAR
7263602