SourcingSourcing

LAUREL WEALTH PLANNING LLC

B57
CRD 122035·SEC 801-79116·EDINA, MN
AUM
$453.6M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LAUREL WEALTH PLANNING LLC
CRD
122035
SEC file #
801-79116
EIN
453971980
DBA names
Laurel Wealth Planning

Economics

AUM
$453.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$161.5M → $453.6M▲ +181%
Client mix
Individuals High Net Worth129
Individuals Other48

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
8 advisors → 6 advisors▼ -25%
Primary office
EDINA MN
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
facebook.com/laurel-wealth-planning-455967247944174(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KUNTZ, LAURA, ANN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KUNTZ, LAURA, ANN
Kretman, MALLORY, AMANDA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001842010
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-02-08
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0002063364-26-000114

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Raymond James7
E*trade4
Edgar Addresses
Mailing
3300 EDINBOROUGH WAY, SUITE 790EDINA, MN 55435
Business
3300 EDINBOROUGH WAY, SUITE 790EDINA, MN 55435
Edgar EIN
453971980
Edgar Recent Filings
13F-HR2026-04-23 · 0002063364-26-000114
13F-HR2026-01-23 · 0002063364-26-000014
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1303890
Trust Company Affiliate
No

People (9)

9
KUNTZ, LAURA, ANN
IAR · Direct Owner · 87.5%
1303890
Kretman, MALLORY, AMANDA
IAR · Direct Owner · 7.5%
5959559
KATHERINE ELIZABETH THEN
IAR
4810521
Felix James Kopycinski
IAR
7566251
Jesse Thomas Kuusisto
IAR
6874302
BRADY, MICHAEL, PATRICK
IAR
5811931
BRADY, ANDREW, STEPHEN
IAR
6102625
BRADY, THOMAS, PATRICK
IAR
1571308
Maxwell Lee Carlos
IAR
7099822