SourcingSourcing

TEPLITZ FINANCIAL GROUP LLC

B55
CRD 122038·SEC 801-126103·OLD BRIDGE, NJ
AUM
$131.7M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$395K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TEPLITZ FINANCIAL GROUP LLC
CRD
122038
SEC file #
801-126103
EIN
—
DBA names
—

Economics

AUM
$131.7M
AUM band
$100M-$500M
AUM trajectory
'23'26
$111.9M → $131.7M▲ +18%
Client mix
Individuals Other121
Individuals High Net Worth47
Pension Profit Sharing Plans20

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
2 advisors → 1 advisors▼ -50%
Primary office
OLD BRIDGE NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
linkedin.com/company/9435054/admin/feed/posts(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TEPLITZ, ARI, MENACHEM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
TEPLITZ, ARI, MENACHEM
TEPLITZ, DANIEL, (NMN)
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:teplitz.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
14,247
Form 5500 Compensation Trajectory 3y
202514,247
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
14,247
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5816950
Trust Company Affiliate
No

People (2)

2
TEPLITZ, ARI, MENACHEM
IAR · Direct Owner · 87.5%
5816950
DANIEL (NMN) TEPLITZ
Executive Officer · 2.5%
1011634