SourcingSourcing

RETIREMENT ADVISORS, INC.

A69
CRD 122122·SEC 801-112649·MOBILE, AL
AUM
$159.6M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$479K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RETIREMENT ADVISORS, INC.
CRD
122122
SEC file #
801-112649
EIN
—
DBA names
—

Economics

AUM
$159.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$117.5M → $159.6M▲ +36%
Client mix
Individuals Other103
Individuals High Net Worth82

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
MOBILE AL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
plantoretire.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAIDT, STEPHEN, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HAIDT, STEPHEN, MICHAEL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PLANTORETIRE.COM
Rdap Domain Creation Date
1998-06-04T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
119,425
Form 5500 Compensation Trajectory 3y
2025119,425
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
119,425
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1328
Soi Zip Pct 200k Plus
0.0294
Soi Zip Returns 200k Plus
310
Soi Zip Total AGI
607,908
Fdic Zip Total Deposits
10,616,815,000
Fdic Zip Branch Count
276
Fdic Zip Top Banks
Regions Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Alabama BankMobile, AL
First Alabama BankMobile County, AL
Fdic Zip HHI
1061.46
Fdic Zip Top Bank Share Pct
22.26
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-06-03T04:00:00Z
Rdap Domain Last Changed
2026-04-04T06:26:19Z
Rdap Nameservers
Ns1.erado.netNs2.erado.netNs3.erado.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI54,340
Returns3,870
Stub 2
AGI107,466
Returns3,010
Stub 3
AGI92,171
Returns1,510
Soi Zip Total Business Income
15,729
Soi Zip Total Cap Gains
14,785
Soi Zip Total Dividends
8,720
Soi Zip Total Returns
10,540
Top Owner CRD
1484387
Trust Company Affiliate
No

People (9)

9
HAIDT, STEPHEN, MICHAEL
IAR · Direct Owner · 87.5%
1484387
MAGGIE Bonner SMITH
IAR
2773996
Philip Andrew Johanson
IAR
1768736
RUSSELL STEPHEN BAKER
IAR
1551599
Matthew James Giller
IAR
2185571
GARY J RANIOLO
IAR
6121638
JEAN TOBIN RIORDAN
IAR
2138296
MITCHELL, BARRY, PETER
IAR
1807506
JENNIFER Gilman PICHE
IAR
3155786