SourcingSourcing

VALLEY BROOK CAPITAL GROUP, INC.

B62
CRD 122460·SEC 801-113710·VENETIA, PA
AUM
$223.3M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$670K
@ 30% margin
Est. Deal Value
$5.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VALLEY BROOK CAPITAL GROUP, INC.
CRD
122460
SEC file #
801-113710
EIN
251846672
DBA names
Valley Brook Capital Group

Economics

AUM
$223.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$106.6M → $223.3M▲ +110%
Client mix
Individuals Other137
Individuals High Net Worth59
Corporations5
Pension Profit Sharing Plans3

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
7 advisors → 6 advisors▼ -14%
Primary office
VENETIA PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/28/2026
ADV-W filed at
—
Website
valleybrookcg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MARTIK, GREGORY, JON
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
MARTIK, GREGORY, JON
PULIT, ROBERT, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VALLEYBROOKCG.COM
Rdap Domain Creation Date
2018-10-12T14:16:06Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
Domain.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
16,232
Form 5500 Compensation Trajectory 3y
202516,232
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
16,232
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001851418
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-03-19
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001172661-26-001628

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5127
Soi Zip Pct 200k Plus
0.3017
Soi Zip Returns 200k Plus
1,430
Soi Zip Total AGI
1,010,706

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
538 VALLEY BROOK ROADSUITE 100VENETIA, PA 15367
Business
538 VALLEY BROOK ROADSUITE 100VENETIA, PA 15367
Edgar EIN
251846672
Edgar Recent Filings
13F-HR2026-05-08 · 0001172661-26-001628
13F-HR2026-01-23 · 0001172661-26-000270
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-12T14:16:06Z
Rdap Domain Last Changed
2025-09-27T11:19:21Z
Rdap Nameservers
Ns1.powweb.comNs2.powweb.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI9,531
Returns1,120
Stub 2
AGI17,879
Returns480
Stub 3
AGI25,614
Returns410
Soi Zip Total Business Income
39,902
Soi Zip Total Cap Gains
58,385
Soi Zip Total Dividends
31,601
Soi Zip Total Returns
4,740
Top Owner CRD
1296865
Trust Company Affiliate
No

People (6)

6
PULIT, ROBERT, MICHAEL
IAR · Direct Owner · 37.5%
1779439
RUSSO, JAYME, ALAN
IAR · Direct Owner · 37.5%
2643358
MARTIK, GREGORY, JON
IAR · Direct Owner · 37.5%
1296865
Martik, Benjamin, Louis
IAR · Direct Owner · 7.5%
6774926
RICHARD JOHN TICE
IAR
7036153
DANIEL WILLIAM YEAGER
IAR
7036149