SourcingSourcing

SPYGLASS INVESTMENT MANAGEMENT CORPORATION

B56
CRD 122594·SEC 801-133745·TERRE HAUTE, IN
AUM
$156.4M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$469K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPYGLASS INVESTMENT MANAGEMENT CORPORATION
CRD
122594
SEC file #
801-133745
EIN
—
DBA names
Spyglass Investment Management

Economics

AUM
$156.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$140.0M → $156.4M▲ +12%
Client mix
Individuals Other425
Individuals High Net Worth86
Corporations10
Pension Profit Sharing Plans5

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
TERRE HAUTE IN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
spyglassinvestmentmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BEARDSLEY, JON, E
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BEARDSLEY, JON, E
CRISTEE, JOHN, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SPYGLASSINVESTMENTMANAGEMENT.COM
Rdap Domain Creation Date
2022-08-24T13:27:57Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
Squarespace Domains LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1877
Soi Zip Pct 200k Plus
0.0479
Soi Zip Returns 200k Plus
710
Soi Zip Total AGI
1,064,281
Fdic Zip Total Deposits
12,288,006,000
Fdic Zip Branch Count
334
Fdic Zip Top Banks
First Financial Bank, National Association
Old National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Indiana State Bank of Terre HauteTerre Haute, IN
The Merchants National Bank of Terre HauteTerre Haute, IN
Fdic Zip HHI
1994.96
Fdic Zip Top Bank Share Pct
38.96
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-24T13:27:57Z
Rdap Domain Last Changed
2025-08-09T16:39:27Z
Rdap Nameservers
Dns1.p01.nsone.netDns2.p01.nsone.netDns3.p01.nsone.netDns4.p01.nsone.net
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI60,075
Returns4,940
Stub 2
AGI132,765
Returns3,630
Stub 3
AGI129,297
Returns2,110
Soi Zip Total Business Income
30,697
Soi Zip Total Cap Gains
77,304
Soi Zip Total Dividends
21,472
Soi Zip Total Returns
14,810
Top Owner CRD
4578743
Trust Company Affiliate
No

People (3)

3
CRISTEE, JOHN, WILLIAM
IAR · Direct Owner · 62.5%
1276783
BEARDSLEY, JON, E
IAR · Direct Owner · 62.5%
4578743
Brock R Oxford
IAR
7556392