SourcingSourcing

NORTHEAST FINANCIAL GROUP, INC.

C43
CRD 122609·SEC 801-78187·ALLENTOWN, PA
AUM
$1.44B
$1B+
Est. Revenue
$14.4M
@ 1% on AUM
Est. EBITDA
$4.3M
@ 30% margin
Est. Deal Value
$34.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORTHEAST FINANCIAL GROUP, INC.
CRD
122609
SEC file #
801-78187
EIN
810728861
DBA names
—

Economics

AUM
$1.44B
AUM band
$1B+
AUM trajectory
'20'26
$503.7M → $1.44B▲ +186%
Client mix
Individuals Other393
Individuals High Net Worth160
Other61
Pension Profit Sharing Plans58
State Or Municipal Govt31

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
6 advisors → 1 advisors▼ -83%
Primary office
ALLENTOWN PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing
03/29/2026
ADV-W filed at
—
Website
linkedin.com/company/northeast-financial-group-inc.(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAYCHOCK, JOSH, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LAYCHOCK, JOSH, ROBERT
HACKENBERG, ROBERT, LEE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
16
Form 5500 Total Compensation
451,187
Form 5500 Compensation Trajectory 3y
2025399,160
202652,027
Form 5500 Plan Count Trajectory 3y
202515
20261
Schedule C Total Compensation
451,187
Schedule C Service Provider Rows
16

SEC EDGAR

Edgar Cik
0001661186
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2015-12-28
Edgar Last Filing Date
2017-07-06
Edgar Form D Count
2
Edgar Form D Offerings
2017-07-062017-07-06 · 0001144204-17-035866
2015-12-282015-12-28 · 0001144204-15-072886

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Equity Trust4
Edgar Addresses
Mailing
2813 ROUTE 611P.O. BOX 531TANNERSVILLE, PA 18372
Business
2813 ROUTE 611P.O. BOX 531TANNERSVILLE, PA 18372
Edgar EIN
810728861
Edgar Recent Filings
D/A2017-07-06 · 0001144204-17-035866
D2015-12-28 · 0001144204-15-072886
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4412241
Trust Company Affiliate
No

People (2)

2
JOSH ROBERT LAYCHOCK
Direct Owner · 87.5%
4412241
HACKENBERG, ROBERT, LEE
IAR · Executive Officer · 2.5%
1064715