SourcingSourcing

CHAPMAN & CHAPMAN ADVISORS LLC

A69
CRD 122655·SEC 801-121327·CHAGRIN FALLS, OH
AUM
$145.6M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$437K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHAPMAN & CHAPMAN ADVISORS LLC
CRD
122655
SEC file #
801-121327
EIN
—
DBA names
—

Economics

AUM
$145.6M
AUM band
$100M-$500M
AUM trajectory
'22'26
$116.3M → $145.6M▲ +25%
Client mix
Individuals Other266
Individuals High Net Worth2
Charitable Organizations1
Corporations1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
CHAGRIN FALLS OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
facebook.com/chapmanandchapmanadvisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CHAPMAN III, GEORGE, BYRON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CHAPMAN III, GEORGE, BYRON
ROZSA, ASHLEY, KING
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1170067
Trust Company Affiliate
No

People (2)

2
CHAPMAN III, GEORGE, BYRON
IAR · Direct Owner · 87.5%
1170067
ROZSA, ASHLEY, KING
IAR · Direct Owner · 17.5%
6446233