SourcingSourcing

CAPITAL FINANCIAL, LLC

B59
CRD 122844·SEC 801-132924·OLNEY, MD
AUM
$159.4M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$478K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL FINANCIAL, LLC
CRD
122844
SEC file #
801-132924
EIN
272041582
DBA names
—

Economics

AUM
$159.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$140.8M → $159.4M▲ +13%
Client mix
Individuals High Net Worth32
Other25
Individuals Other23
Pension Profit Sharing Plans2

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
1 advisors → 2 advisors▲ +100%
Primary office
OLNEY MD
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
capfinllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Webb, James, Huey
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Webb, James, Huey
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPFINLLC.COM
Rdap Domain Creation Date
2007-10-02T18:10:12Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Advanced Internet Technologies, Inc. (AIT)

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Participants
15
Form 5500 Total Compensation
129,169
Form 5500 Compensation Trajectory 3y
2025129,169
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
129,169
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001488329
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2010-04-09
Edgar Last Filing Date
2011-04-11
Edgar Form D Count
2
Edgar Form D Offerings
2011-04-112011-04-11 · 0001488329-11-000001
2010-04-092010-04-09 · 0001488330-10-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4558
Soi Zip Pct 200k Plus
0.2019
Soi Zip Returns 200k Plus
2,560
Soi Zip Total AGI
1,710,049
Fdic Zip Total Deposits
41,289,929,000
Fdic Zip Branch Count
294
Fdic Zip Top Banks
Sandy Spring Bank
Capital One, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
TWO INTERNATIONAL PLACE, 17TH FLOORBOSTON, MA 02110
Business
TWO INTERNATIONAL PLACE, 17TH FLOORBOSTON, MA 02110
Edgar EIN
272041582
Edgar Recent Filings
D/A2011-04-11 · 0001488329-11-000001
D2010-04-09 · 0001488330-10-000002
Fdic Zip Branches Raw
NationsBank, National AssociationOlney, MD
First Union National Bank of MarylandOlney, MD
Fdic Zip HHI
2669.85
Fdic Zip Top Bank Share Pct
48.53
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-10-02T18:10:12Z
Rdap Domain Last Changed
2024-08-05T18:14:23Z
Rdap Nameservers
Ns0.nameservices.netNs1.nameservices.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI28,763
Returns2,650
Stub 2
AGI59,953
Returns1,620
Stub 3
AGI89,534
Returns1,440
Soi Zip Total Business Income
55,537
Soi Zip Total Cap Gains
43,478
Soi Zip Total Dividends
33,712
Soi Zip Total Returns
12,680
Top Owner CRD
1613386
Trust Company Affiliate
No

People (2)

2
Webb, James, Huey
IAR · Direct Owner · 87.5%
1613386
Blair Kathleen Webb
IAR
8125199