SourcingSourcing

ROCKY HILL ADVISORS INC.

B62
CRD 123242·SEC 801-135804·PEABODY, MA
AUM
$102.4M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$307K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROCKY HILL ADVISORS INC.
CRD
123242
SEC file #
801-135804
EIN
—
DBA names
—

Economics

AUM
$102.4M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other108
Individuals High Net Worth27
Pension Profit Sharing Plans1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
PEABODY MA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/13/2026
ADV-W filed at
—
Website
rockyhilladvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FERRIERO, PETER, ANTHONY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
FERRIERO, PETER, ANTHONY
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ROCKYHILLADVISORS.COM
Rdap Domain Creation Date
2001-07-27T17:34:47Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Domain.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-27T17:34:44Z
Rdap Domain Last Changed
2026-05-15T13:25:20Z
Rdap Nameservers
Ns1.ipage.comNs2.ipage.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1594347
Trust Company Affiliate
No

People (4)

4
FERRIERO, PETER, ANTHONY
IAR · Direct Owner · 87.5%
1594347
KEVIN W NUNES
IAR
4597852
GITTER, STEVEN, MATTHEW
IAR
4673631
GITTER, JASON, M
IAR
4670240