SourcingSourcing

CHICAGO INVESTMENT ADVISORY COUNCIL, INC.

B51
CRD 123243·SEC 801-120969·ST. CHARLES, IL
AUM
$230.0M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$690K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CRD
123243
SEC file #
801-120969
EIN
—
DBA names
—

Economics

AUM
$230.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$163.5M → $230.0M▲ +41%
Client mix
Individuals Other1,000
Individuals High Net Worth100
Pension Profit Sharing Plans5

Operations

Employees (total)
11
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
5 advisors → 5 advisors▬ 0%
Primary office
ST. CHARLES IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DAVIS, JOHN, ELBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DAVIS, JOHN, ELBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
12,744
Form 5500 Compensation Trajectory 3y
202612,744
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
12,744
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2753428
Trust Company Affiliate
No

People (5)

5
DAVIS, JOHN, ELBERT
IAR · Direct Owner · 87.5%
2753428
RONNY K MARK
IAR
2519500
BRADLEY RUSSELL SAURBAUGH
IAR
4871367
JOHN ANTHONY MICHALAK
IAR
4293554
MICHAEL JOHN FULKERSON
IAR
4553229