SourcingSourcing

WOODFIELD FINANCIAL ADVISORS, INC.

B64
CRD 123279·SEC 801-121330·DEER PARK, IL
AUM
$230.1M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$690K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WOODFIELD FINANCIAL ADVISORS, INC.
CRD
123279
SEC file #
801-121330
EIN
—
DBA names
—

Economics

AUM
$230.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$148.7M → $230.1M▲ +55%
Client mix
Individuals Other245
Individuals High Net Worth138
Pension Profit Sharing Plans6
Insurance Companies6

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
DEER PARK IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/24/2026
ADV-W filed at
—
Website
facebook.com/woodfieldfinancial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DOBBS, JAMES, BLAKE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DOBBS, JAMES, BLAKE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1343000
Trust Company Affiliate
No

People (3)

3
DOBBS, JAMES, BLAKE
IAR · Direct Owner · 87.5%
1343000
MARTIN MICHAEL KONSOR
IAR
6474899
DONALD JOHN MONSEN
IAR
1605450