SourcingSourcing

DRUM HILL CAPITAL, LLC

A68
CRD 123359·SEC 801-66446·WESTPORT, CT
AUM
$194.3M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$583K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DRUM HILL CAPITAL, LLC
CRD
123359
SEC file #
801-66446
EIN
061518970
DBA names
—

Economics

AUM
$194.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$147.7M → $194.3M▲ +32%
Client mix
Individuals High Net Worth43
Individuals Other29
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
WESTPORT CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
twitter.com/drumhillcap(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NIGHTINGALE, DAVID, CLEAVES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
NIGHTINGALE, DAVID, CLEAVES
OLSON, ZACHARY, ROSS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:drumhill.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002054679
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-03
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001754960-26-000285

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
1221 POST ROAD EASTSUITE 205WESTPORT, CT 06880
Business
1221 POST ROAD EASTSUITE 205WESTPORT, CT 06880
Edgar EIN
061518970
Edgar Recent Filings
13F-HR2026-04-21 · 0001754960-26-000285
13F-HR2026-01-26 · 0001754960-26-000111
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1031072
Trust Company Affiliate
No

People (3)

3
NIGHTINGALE, DAVID, CLEAVES
IAR · Direct Owner · 62.5%
1031072
OLSON, ZACHARY, ROSS
IAR · Direct Owner · 37.5%
5999543
WELZ, RONALD, SCOTT
IAR · Executive Officer · 2.5%
3069432