SourcingSourcing

ELLIOTT COVE CAPITAL MANAGEMENT LLC

C40
CRD 123636·SEC 801-63436·SEATTLE, WA
AUM
$348.2M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ELLIOTT COVE CAPITAL MANAGEMENT LLC
CRD
123636
SEC file #
801-63436
EIN
—
DBA names
Elliott Cove Capital Management

Economics

AUM
$348.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$189.8M → $348.2M▲ +83%
Client mix
Individuals Other556
Pension Profit Sharing Plans61
Individuals High Net Worth28
Corporations19
Charitable Organizations6

Operations

Employees (total)
11
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
15 advisors → 4 advisors▼ -73%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
02/05/2026
ADV-W filed at
—
Website
linkedin.com/company/elliott-cove-capital-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CHIOCCO, RALPH, DOMINICK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CHIOCCO, RALPH, DOMINICK
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:elliottcove.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
68,147
Form 5500 Compensation Trajectory 3y
202568,147
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
68,147
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
E*trade4
Axos Advisor Services2
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
3210599
Trust Company Affiliate
No

People (11)

11
CHIOCCO, RALPH, DOMINICK
IAR · Direct Owner · 87.5%
3210599
MYRA LEANN REINHARDT
IAR
4902886
TAMMY LYNN KOSA
IAR
5181270
DIANA MARIE SOLIDAY
IAR
6462871
Christopher Nicholas Chambos
IAR
6640100
NICKOLA ANN WHITTLE
IAR
2826285
Matthew Wayne Thayer
IAR
7791997
Angedd Kalsi
IAR
8077928
WILLIAM JAMES SCHATZ
IAR
2208413
NIKOLAS KARL GROSCH
IAR
6681744
VILI RODNEY ISALOI
IAR
6466510