SourcingSourcing

FRAZEE INVESTMENT CONSULTING, INC.

C48
CRD 123662·SEC 801-115275·MEMPHIS, TN
AUM
$195.5M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$587K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FRAZEE INVESTMENT CONSULTING, INC.
CRD
123662
SEC file #
801-115275
EIN
—
DBA names
—

Economics

AUM
$195.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$134.4M → $195.5M▲ +45%
Client mix
Individuals Other59
Individuals High Net Worth51

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
02/25/2026
ADV-W filed at
—
Website
frazeeinvestment.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRAZEE, ROBERT, WILLIAM
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
FRAZEE, ROBERT, WILLIAM
SORGENFREI, MARK, ALLEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FRAZEEINVESTMENT.COM
Rdap Domain Creation Date
2013-02-27T21:43:06Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-02-27T21:43:06Z
Rdap Domain Last Changed
2025-01-30T22:01:29Z
Rdap Nameservers
Ns29.domaincontrol.comNs30.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6175759
Trust Company Affiliate
No

People (6)

6
FRAZEE, ROBERT, WILLIAM
IAR · Direct Owner · 62.5%
6175759
SORGENFREI, MARK, ALLEN
IAR · Direct Owner · 37.5%
4748351
POORE, MEREDITH, MANSELL HUGHES
Executive Officer · 2.5%
4799349
JAMES DANIEL MIHM
IAR
6283763
Nicholas Jacob Lin
IAR
7564569
Matthew Stefan Linker
IAR
6918720