SourcingSourcing

BROUSSARD FINANCIAL GROUP, LLC

A75
CRD 123724·SEC 801-130384·KAPLAN, LA
AUM
$138.8M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$416K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROUSSARD FINANCIAL GROUP, LLC
CRD
123724
SEC file #
801-130384
EIN
810575400
DBA names
—

Economics

AUM
$138.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$115.4M → $138.8M▲ +20%
Client mix
Individuals Other119
Individuals High Net Worth72

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
KAPLAN LA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/27/2026
ADV-W filed at
—
Website
facebook.com/broussardfinancialgroup(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BROUSSARD, JERRY, JAMES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BROUSSARD, JERRY, JAMES
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:broussard.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001548136
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-02
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001548136-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1703
Soi Zip Pct 200k Plus
0.0268
Soi Zip Returns 200k Plus
110
Soi Zip Total AGI
237,923
Fdic Zip Total Deposits
5,254,832,000
Fdic Zip Branch Count
156
Fdic Zip Top Banks
Vermilion Bank & Trust Company
Kaplan State Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
PO BOX 505KAPLAN, LA 70548
Business
106 W VETERANS MEMORIAL DRIVEKAPLAN, LA 70548
Edgar EIN
810575400
Edgar Recent Filings
13F-HR2026-04-29 · 0001548136-26-000002
13F-HR2026-02-02 · 0001548136-26-000001
Fdic Zip Branches Raw
Vermilion Bank & Trust CompanyKaplan, LA
Vermilion Bank & Trust CompanyKaplan, LA
Fdic Zip HHI
3173.8
Fdic Zip Top Bank Share Pct
45.94
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI18,211
Returns1,400
Stub 2
AGI38,010
Returns1,040
Stub 3
AGI35,259
Returns580
Soi Zip Total Business Income
5,025
Soi Zip Total Cap Gains
4,749
Soi Zip Total Dividends
2,529
Soi Zip Total Returns
4,110
Top Owner CRD
1230207
Trust Company Affiliate
No

People (1)

1
BROUSSARD, JERRY, JAMES
IAR · Direct Owner · 87.5%
1230207