SourcingSourcing

GASAWAY INVESTMENT ADVISORS, INC.

B52
CRD 123807·SEC 801-121052·KALAMAZOO, MI
AUM
$173.1M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$519K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GASAWAY INVESTMENT ADVISORS, INC.
CRD
123807
SEC file #
801-121052
EIN
—
DBA names
—

Economics

AUM
$173.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$133.5M → $173.1M▲ +30%
Client mix
Individuals Other366
Pension Profit Sharing Plans62
Individuals High Net Worth18

Operations

Employees (total)
13
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
3 advisors → 4 advisors▲ +33%
Primary office
KALAMAZOO MI
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingPublication of periodicals
Fee basis
% of AUMHourly chargesSubscription fees

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
gasawayinvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GASAWAY, JAMES, EDWARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GASAWAY, JAMES, EDWARD
LEHMKUHL, STEPHANIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GASAWAYINVESTMENTS.COM
Rdap Domain Creation Date
2005-10-10T14:49:34Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Raymond James4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2029-10-10T14:49:34Z
Rdap Domain Last Changed
2026-01-05T15:27:09Z
Rdap Nameservers
Ns75.domaincontrol.comNs76.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2068064
Trust Company Affiliate
No

People (5)

5
GASAWAY, JAMES, EDWARD
IAR · Direct Owner · 87.5%
2068064
LEHMKUHL, STEPHANIE
Executive Officer · 2.5%
6321972
CHASE MICHAEL IMBERGER
IAR
7289533
ETHAN HENDRICK THIES
IAR
7633759
CAITLIN THERESE BORTON
IAR
5377755