SourcingSourcing

K2/D&S MANAGEMENT CO., L.L.C.

C46
CRD 123826·SEC 801-61852·STAMFORD, CT
AUM
$6.53B
$1B+
Est. Revenue
$65.3M
@ 1% on AUM
Est. EBITDA
$19.6M
@ 30% margin
Est. Deal Value
$156.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
K2/D&S MANAGEMENT CO., L.L.C.
CRD
123826
SEC file #
801-61852
EIN
—
DBA names
—

Economics

AUM
$6.53B
AUM band
$1B+
AUM trajectory
'20'26
$10.77B → $6.53B▼ -39%
Client mix
Pooled Investment Vehicles50
Pension Profit Sharing Plans18
Investment Companies1
Charitable Organizations1
State Or Municipal Govt1

Operations

Employees (total)
30
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
42 advisors → 10 advisors▼ -76%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/20/2026
ADV-W filed at
—
Website
k2advisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
K2 ADVISORS HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
K2 ADVISORS HOLDINGS, LLC
MCGRAW, EDWARD, STEVEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
K2ADVISORS.COM
Rdap Domain Creation Date
1996-12-12T05:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Compensation
731,397
Form 5500 Compensation Trajectory 3y
2025731,397
20240
Form 5500 Plan Count Trajectory 3y
20242
20252
Schedule C Total Compensation
731,397
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon42
Goldman Sachs20
Northern Trust12
Morgan Stanley11
Jpmorgan8
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-07T23:20:46Z
Rdap Domain Last Changed
2026-03-24T13:56:18Z
Rdap Nameservers
Dexter.ns.cloudflare.comDiva.ns.cloudflare.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (2)

2
MCGRAW, EDWARD, STEVEN
Executive Officer · 2.5%
2978184
OSTLUND, ROBIN, MANGIULLI
Executive Officer · 2.5%
4475730