SourcingSourcing

REGAL ADVISORY SERVICES, INC.

B65
CRD 123842·SEC 801-71619·GLENVIEW, IL
AUM
$121.4M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$364K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
REGAL ADVISORY SERVICES, INC.
CRD
123842
SEC file #
801-71619
EIN
—
DBA names
—

Economics

AUM
$121.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$93.3M → $121.4M▲ +30%
Client mix
Individuals Other224
Individuals High Net Worth45
Corporations5

Operations

Employees (total)
25
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'20'26
22 advisors → 16 advisors▼ -27%
Primary office
GLENVIEW IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
linkedin.com/company/regal-advisory-services-inc(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BOKIOS, GEORGE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
BOKIOS, GEORGE
BOKIOS 2012 DYNASTY TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4373
Soi Zip Pct 200k Plus
0.2368
Soi Zip Returns 200k Plus
4,890
Soi Zip Total AGI
4,368,158
Fdic Zip Total Deposits
62,151,441,000
Fdic Zip Branch Count
619
Fdic Zip Top Banks
Glenview State Bank
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
22
Bc Firm Active IA Count
24
Bc Firm IAR Count
24
Custodian Candidates
Full
E*trade4
Hilltop Securities2
Fdic Zip Branches Raw
Glenview State BankGlenview, IL
Glenview State BankGlenview, IL
Fdic Zip HHI
1424.69
Fdic Zip Top Bank Share Pct
32.45
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI49,924
Returns4,810
Stub 2
AGI105,128
Returns2,820
Stub 3
AGI137,871
Returns2,230
Soi Zip Total Business Income
126,901
Soi Zip Total Cap Gains
401,051
Soi Zip Total Dividends
214,787
Soi Zip Total Returns
20,650
Top Owner CRD
718774
Trust Company Affiliate
No

People (27)

27
BOKIOS, GEORGE
IAR · Direct Owner · 62.5%
718774
AKSOMITAITE, SKAISTE
IAR · Executive Officer · 2.5%
4852873
VICTORIA THEADORA BOKIOS
Executive Officer · 2.5%
2421318
JEREMY AARON ENGELBRECHT
Executive Officer · 2.5%
3277607
MICHAEL DEAN THOMAS
Executive Officer · 2.5%
2110140
ROBERT PAUL GREEN
IAR
4049190
STEVEN MAIER SMITH
IAR
1176036
DAVID GEORGE GARCIA
IAR
3197680
JOHN VANCE KLOSTER
IAR
1005931
GREGORY SCOTT KNIGHT
IAR
2350579
JOHN REYNA
IAR
1054621
KEVIN JOHN STEMBERGER
IAR
1016446
Mark Coverdale
IAR
7799586
ARTHUR DENNIS FRASCA
IAR
1161047
CHRISTOS ATHANASIOS OAKLEY
IAR
5209433
SCOTT KENDALL BRANSON
IAR
2251962
ROSS FURMAN
IAR
2842300
KEITH JOSEPH MCGRATH
IAR
2280307
STEVEN MARK GRABARCZYK
IAR
1827322
JERRY WAYNE LUDWIG
IAR
1255480
TIMOTHY JOSEPH TASCHLER
IAR
1615481
George James Carroll
IAR
7676014
JAMES FRANCIS MADIGAN
IAR
2319930
Scott Ervin Goerner
IAR
8148759
JEFFRY SCOTT LIVINGSTON
IAR
2812480
MARILYN P CARTER-HOGAN
IAR
1539587
MICHAEL GERARD HICKEY
IAR
1816617