SourcingSourcing

VALLEY FORGE INVESTMENT CONSULTANTS, INC.

C38
CRD 123898·SEC 801-107519·AUDUBON, PA
AUM
$3.49B
$1B+
Est. Revenue
$34.9M
@ 1% on AUM
Est. EBITDA
$10.5M
@ 30% margin
Est. Deal Value
$83.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VALLEY FORGE INVESTMENT CONSULTANTS, INC.
CRD
123898
SEC file #
801-107519
EIN
232748550
DBA names
—

Economics

AUM
$3.49B
AUM band
$1B+
AUM trajectory
'20'26
$1.27B → $3.49B▲ +175%
Client mix
Individuals High Net Worth158
Pension Profit Sharing Plans128
Individuals Other82
Charitable Organizations9
Corporations7

Operations

Employees (total)
16
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
10 advisors → 11 advisors▲ +10%
Primary office
AUDUBON PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/valley-forge-financial-group(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MAHER, MICHAEL, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
MAHER, MICHAEL, JOSEPH
MAHER, SEAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:valleyforge.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
28
Form 5500 Total Compensation
1,070,624
Form 5500 Compensation Trajectory 3y
2025860,551
2026210,073
Form 5500 Plan Count Trajectory 3y
202524
20264
Schedule C Total Compensation
1,070,624
Schedule C Service Provider Rows
32

SEC EDGAR

Edgar Cik
0000920655
Edgar Registered
Yes
Edgar Filing Count
25
Edgar First Filing Date
2021-02-04
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
23
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0000920655-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
2500 MONROE BLVD.SUITE 100AUDUBON, PA 19403
Business
2500 MONROE BLVD.SUITE 100AUDUBON, PA 19403
Edgar EIN
232748550
Edgar Recent Filings
13F-HR2026-04-21 · 0000920655-26-000004
13F-HR2026-02-12 · 0000920655-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2139398
Trust Company Affiliate
No

People (15)

15
MAHER, MICHAEL, JOSEPH
IAR · Direct Owner · 62.5%
2139398
SEAN MAHER
Direct Owner · 62.5%
2762107
MUMFORD, STEPHEN, THOMAS
IAR · Executive Officer · 2.5%
5214858
LANNON, PATRICK, MICHAEL
Executive Officer · 2.5%
5399575
LAPHEN, PATRICK, RAYMOND
Executive Officer · 2.5%
8037711
MICHAEL GREGORY MALLICK
Executive Officer · 2.5%
5713517
HANNA, TRINA, BIANCA MENTA
Executive Officer · 2.5%
6264044
Connor Joseph Kenny
IAR
6670401
EDWARD JOHN MCNICHOLAS
IAR
2095939
BRETT DAVID KELLER
IAR
4558251
Steven Michael Baymor
IAR
7669870
William Tyler Kingsbury
IAR
7579970
Nicole Kelly
IAR
4214949
Rachel Elizabeth Kalivas
IAR
6493008
Peyton Michael Vostenak
IAR
7893739