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191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENT

B53
CRD 124288·SEC 801-126375·WYCKOFF, NJ
AUM
$150.1M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$450K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENT
CRD
124288
SEC file #
801-126375
EIN
—
DBA names
191 Godwin Associates, Inc. D/b/a Godwin Capital Management

Economics

AUM
$150.1M
AUM band
$100M-$500M
AUM trajectory
'23'26
$126.8M → $150.1M▲ +18%
Client mix
Individuals Other275
Corporations29
Pension Profit Sharing Plans11
Individuals High Net Worth3
Charitable Organizations1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
WYCKOFF NJ
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/10/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AVENA, FRANK, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
AVENA, FRANK, JOSEPH
WARSAW, MILTON, SAUL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4618338
Trust Company Affiliate
No

People (2)

2
AVENA, FRANK, JOSEPH
IAR · Direct Owner · 62.5%
4618338
WARSAW, MILTON, SAUL
Direct Owner · 62.5%
4618363