SourcingSourcing

ASCO FINANCIAL GROUP, INC.

C47
CRD 124395·SEC 801-61809·KINGSTON, PA
AUM
$173.2M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$519K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASCO FINANCIAL GROUP, INC.
CRD
124395
SEC file #
801-61809
EIN
—
DBA names
—

Economics

AUM
$173.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$138.8M → $173.2M▲ +25%
Client mix
State Or Municipal Govt61

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
KINGSTON PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Pension consultingSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
ascofinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCHALE, JEROME, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MCHALE, JEROME, JOSEPH
WILLIAMSON, MARIA, A
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ASCOFINANCIAL.COM
Rdap Domain Creation Date
1999-10-11T22:49:55Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1589
Soi Zip Pct 200k Plus
0.0305
Soi Zip Returns 200k Plus
480
Soi Zip Total AGI
1,036,711
Fdic Zip Total Deposits
25,249,571,000
Fdic Zip Branch Count
509
Fdic Zip Top Banks
Wells Fargo Bank, National Association
PNC Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Meridian BankKingston, PA
Franklin First Savings BankEdwardsville, PA
Fdic Zip HHI
723.21
Fdic Zip Top Bank Share Pct
15.02
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-10-11T22:49:55Z
Rdap Domain Last Changed
2025-08-12T07:16:13Z
Rdap Nameservers
Ns65.worldnic.comNs66.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI58,335
Returns4,860
Stub 2
AGI155,992
Returns4,230
Stub 3
AGI159,709
Returns2,600
Soi Zip Total Business Income
31,866
Soi Zip Total Cap Gains
24,279
Soi Zip Total Dividends
16,691
Soi Zip Total Returns
15,730
Top Owner CRD
4701661
Trust Company Affiliate
No

People (3)

3
MCHALE, JEROME, JOSEPH
IAR · Direct Owner · 62.5%
4701661
WILLIAMSON, MARIA, A
Direct Owner · 37.5%
4628224
DONALD PAUL WILLIAMSON
IAR
468445