SourcingSourcing

KARAGOSIAN FINANCIAL SERVICES, INC

B58
CRD 124532·SEC 801-121523·CROTON ON HUDSON, NY
AUM
$26.8M
$25M-$100M
Est. Revenue
$268K
@ 1% on AUM
Est. EBITDA
$80K
@ 30% margin
Est. Deal Value
$643K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KARAGOSIAN FINANCIAL SERVICES, INC
CRD
124532
SEC file #
801-121523
EIN
—
DBA names
—

Economics

AUM
$26.8M
AUM band
$25M-$100M
AUM trajectory
'22'26
$26.5M → $26.8M▲ +1%
Client mix
Individuals Other40
Individuals High Net Worth12

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
2 advisors → 1 advisors▼ -50%
Primary office
CROTON ON HUDSON NY
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/09/2026
ADV-W filed at
—
Website
toinvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WANG, SEAVER, THOMAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WANG, SEAVER, THOMAS
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TOINVEST.COM
Rdap Domain Creation Date
1996-01-22T05:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Pershing4
E*trade4
Interactive Brokers2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-01-23T05:00:00Z
Rdap Domain Last Changed
2024-11-24T07:21:58Z
Rdap Nameservers
Ns53.worldnic.comNs54.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4643543
Trust Company Affiliate
No

People (1)

1
WANG, SEAVER, THOMAS
IAR · Direct Owner · 87.5%
4643543