SourcingSourcing

PATRICK FINANCIAL GROUP, L.L.C.

C47
CRD 124610·SEC 801-80932·BRIGHTON, MI
AUM
$170.4M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$511K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PATRICK FINANCIAL GROUP, L.L.C.
CRD
124610
SEC file #
801-80932
EIN
—
DBA names
Patrick Financial Group Llc.

Economics

AUM
$170.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$139.8M → $170.4M▲ +22%
Client mix
Individuals Other603
Pension Profit Sharing Plans4

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
BRIGHTON MI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
patrickfinancialgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ACCOUNTING & TAX SERVICES, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
ACCOUNTING & TAX SERVICES, INC.
LEZOTTE, ANNE, THERESE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PATRICKFINANCIALGROUP.COM
Rdap Domain Creation Date
2002-10-04T21:34:22Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Domain.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-04T21:34:22Z
Rdap Domain Last Changed
2023-07-30T19:11:08Z
Rdap Nameservers
Ns1.dns-parking.comNs2.dns-parking.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete Prohibited
Trust Company Affiliate
No

People (2)

2
PELON, JOHN, BRENNER
IAR · Executive Officer · 2.5%
6058784
LEZOTTE, ANNE, THERESE
Executive Officer · 2.5%
5071528