SourcingSourcing

ALLISON INVESTMENT MANAGEMENT, LLC

A69
CRD 124645·SEC 801-125959·COLUMBIA, SC
AUM
$170.4M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$511K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALLISON INVESTMENT MANAGEMENT, LLC
CRD
124645
SEC file #
801-125959
EIN
—
DBA names
—

Economics

AUM
$170.4M
AUM band
$100M-$500M
AUM trajectory
'23'26
$115.1M → $170.4M▲ +48%
Client mix
Individuals High Net Worth78
Individuals Other22

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
2 advisors → 2 advisors▬ 0%
Primary office
COLUMBIA SC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
allinvmgt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLISON, JOHN, EDWARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ALLISON, JOHN, EDWARD
ALLISON, DAVID, LINDSEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Website Staleness Score
0.712
Web Signal Quality
ok
Wayback Last Material Change
2025-04-26T15:03:09.000Z
Wayback Snapshot Count
101
Wayback Snapshots Last 12mo
0
Wayback First Snapshot
2004-03-31T01:42:32.000Z
Wayback Last Snapshot
2025-04-26T15:03:09.000Z
Rdap Domain
ALLINVMGT.COM
Rdap Domain Creation Date
2002-12-04T13:22:44Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1581
Soi Zip Pct 200k Plus
0.0497
Soi Zip Returns 200k Plus
330
Soi Zip Total AGI
455,713
Fdic Zip Total Deposits
215,298,336,000
Fdic Zip Branch Count
665
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab4
E*trade4
Fidelity3
Fdic Zip Branches Raw
NationsBank of South Carolina, National AssociationColumbia, SC
NationsBank of South Carolina, National AssociationColumbia, SC
Fdic Zip HHI
2148.73
Fdic Zip Top Bank Share Pct
40.21
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-04T13:22:44Z
Rdap Domain Last Changed
2024-11-22T22:05:58Z
Rdap Nameservers
Ns23.domaincontrol.comNs24.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI31,167
Returns2,490
Stub 2
AGI59,414
Returns1,640
Stub 3
AGI57,998
Returns950
Soi Zip Total Business Income
16,130
Soi Zip Total Cap Gains
27,352
Soi Zip Total Dividends
9,343
Soi Zip Total Returns
6,640
Top Owner CRD
858095
Trust Company Affiliate
No
Wayback Avg Days Between Changes
179
Wayback Distinct Digest Count
44

People (2)

2
ALLISON, JOHN, EDWARD
IAR · Direct Owner · 87.5%
858095
ALLISON, DAVID, LINDSEY
IAR · Direct Owner · 17.5%
4442492