SourcingSourcing

ANCORA ADVISORS LLC

C48
CRD 124674·SEC 801-61770·MAYFIELD HEIGHTS, OH
AUM
$4.61B
$1B+
Est. Revenue
$46.1M
@ 1% on AUM
Est. EBITDA
$13.8M
@ 30% margin
Est. Deal Value
$110.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ANCORA ADVISORS LLC
CRD
124674
SEC file #
801-61770
EIN
000000000
DBA names
—

Economics

AUM
$4.61B
AUM band
$1B+
AUM trajectory
'20'26
$4.61B → $4.61B▬ 0%
Client mix
Individuals High Net Worth148
Corporations52
Charitable Organizations37
Pension Profit Sharing Plans27
State Or Municipal Govt23

Operations

Employees (total)
46
Advisory staff (per ADV)
27
Advisory staff (5-yr trend)
'20'26
33 advisors → 27 advisors▼ -18%
Primary office
MAYFIELD HEIGHTS OH
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/ancora-holdings(social)

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE ANCORA GROUP LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
THE ANCORA GROUP LLC
DISANTO, FREDERICK, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:ancora.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
8
Form 5500 Total Compensation
415,107
Form 5500 Compensation Trajectory 3y
2025238,565
2026176,542
Form 5500 Plan Count Trajectory 3y
20254
20264
Schedule C Total Compensation
415,107
Schedule C Service Provider Rows
8

SEC EDGAR

Edgar Cik
0001432868
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2008-04-15
Edgar Last Filing Date
2016-10-05
Edgar Form D Count
9
Edgar Form D Offerings
2016-10-052016-10-05 · 0000919574-16-015694
2015-10-072015-10-07 · 0000919574-15-007235
Edgar Former Names
ANCORA GREATER CHINA FUND LP

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
8
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
C/O ANCORA ADVISORS LLC6060 PARKLAND BOULEVARD, SUITE 200CLEVELAND, OH 44124
Business
C/O ANCORA ADVISORS LLC6060 PARKLAND BOULEVARD, SUITE 200CLEVELAND, OH 44124
Edgar EIN
000000000
Edgar Recent Filings
D/A2016-10-05 · 0000919574-16-015694
D/A2015-10-07 · 0000919574-15-007235
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (12)

12
MICKLITSCH, JOHN, PEWTERS
IAR · Executive Officer · 2.5%
2454497
DISANTO, FREDERICK, DAVID
IAR · Executive Officer · 2.5%
1467798
GEERS, JASON, P
Executive Officer · 2.5%
3236753
D'Anniballe, Matthew, Martin
Executive Officer · 2.5%
8015585
TIMOTHY MICHAEL MCCORMICK
IAR
1812000
LARRY GERARD JOSEPH
IAR
1351442
SONIA HOSONO MINTUN
IAR
4654202
JOHN PATRICK KANE
IAR
5032086
DAVID GERARD SOWERBY
IAR
2371457
DANIEL JOSEPH HYLAND
IAR
2222295
STEVEN JOHN VARRONE
IAR
1050044
ERIC FRANCIS WOIDKE
IAR
4200076