SourcingSourcing

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

C29
CRD 124687·SEC 801-61757·NEW YORK, NY
AUM
$398.65B
$1B+
Est. Revenue
$3.99B
@ 1% on AUM
Est. EBITDA
$1.20B
@ 30% margin
Est. Deal Value
$9.57B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEUBERGER BERMAN INVESTMENT ADVISERS LLC
CRD
124687
SEC file #
801-61757
EIN
000000000
DBA names
—

Economics

AUM
$398.65B
AUM band
$1B+
AUM trajectory
'20'26
$241.68B → $398.65B▲ +65%
Client mix
Individuals Other24,100
Individuals High Net Worth15,676
Corporations1,828
Charitable Organizations991
Pension Profit Sharing Plans710

Operations

Employees (total)
1,542
Advisory staff (per ADV)
646
Advisory staff (5-yr trend)
'20'26
435 advisors → 646 advisors▲ +49%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/nbprivatewealth(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEUBERGER BERMAN INVESTMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
NEUBERGER BERMAN INVESTMENT
AMATO, JOSEPH, VINCENT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
9
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20249
Schedule C Service Provider Rows
9

SEC EDGAR

Edgar Cik
0001486037
Edgar Registered
Yes
Edgar Filing Count
10
Edgar First Filing Date
2010-03-10
Edgar Last Filing Date
2019-01-18
Edgar Form D Count
10
Edgar Form D Offerings
2019-01-182019-01-18 · 0001486037-19-000001
2018-01-182018-01-18 · 0001486037-18-000001
Edgar Former Names
RAMIUS GLOBAL CREDIT FUND LTD

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank127
Fidelity32
Goldman Sachs27
State Street27
Morgan Stanley24
Edgar Addresses
Mailing
P.O. BOX 31106GRAND CAYMAN, E9, KY1-1205
Business
P.O. BOX 31106GRAND CAYMAN, E9, KY1-1205
Edgar EIN
000000000
Edgar Recent Filings
D/A2019-01-18 · 0001486037-19-000001
D/A2018-01-18 · 0001486037-18-000001
Fee Schedule
Bracket I41
Bracket Vi16
Bracket Iii13
Bracket Vii11
Bracket Iv5
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (8)

8
AMATO, JOSEPH VINCENT
Executive Officer · 2.5%
2210305
Bhatia, Ashok, Kumar
Executive Officer · 2.5%
2378849
deRegt, Kenneth, M
Executive Officer · 2.5%
1030085
KRAMER, JOHN, DOUGLAS
Executive Officer · 2.5%
2748043
WRIGHT, STEPHEN, GREGORY
Executive Officer · 2.5%
4535690
CETRON, BRAD ELLIOT
Executive Officer · 2.5%
4040222
CHINNI, MICHAEL
Executive Officer · 2.5%
5721816
Viola, Leo, Anthony
Executive Officer · 2.5%
2612736