SourcingSourcing

CARDINAL CAPITAL MANAGEMENT, INC.

C31
CRD 124729·SEC 801-61764
AUM
$4.02B
$1B+
Est. Revenue
$40.2M
@ 1% on AUM
Est. EBITDA
$12.1M
@ 30% margin
Est. Deal Value
$96.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARDINAL CAPITAL MANAGEMENT, INC.
CRD
124729
SEC file #
801-61764
EIN
392034238
DBA names
—

Economics

AUM
$4.02B
AUM band
$1B+
AUM trajectory
'20'26
$1.40B → $4.02B▲ +188%
Client mix
Individuals Other2,354
Individuals High Net Worth675
Corporations388
Charitable Organizations25
Pooled Investment Vehicles2

Operations

Employees (total)
81
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'20'26
21 advisors → 16 advisors▼ -24%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BURT, EMILY, ANNE
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
11
Control Persons
BURT, EMILY, ANNE
BURT, TIMOTHY, E.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
1,140,258
Form 5500 Compensation Trajectory 3y
20251,140,258
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
1,140,258
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001768393
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2019-06-14
Edgar Last Filing Date
2019-07-25
Edgar Form D Count
2
Edgar Form D Offerings
2019-07-252019-07-25 · 0001768393-19-000002
2019-06-142019-06-14 · 0001768393-19-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
E*trade4
State Street2
Edgar Addresses
Mailing
901 S 70TH STREETWEST ALLIS, WI 53214
Business
901 S 70TH STREETWEST ALLIS, WI 53214
Edgar EIN
392034238
Edgar Recent Filings
D/A2019-07-25 · 0001768393-19-000002
D2019-06-14 · 0001768393-19-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
6010108
Trust Company Affiliate
No

People (16)

16
Mancer, Evan
IAR · Direct Owner · 17.5%
6720104
BURT, EMILY, ANNE
IAR · Direct Owner · 17.5%
6010108
COUGHLIN, BRIAN, ROBERT
IAR · Direct Owner · 17.5%
6516456
TIMOTHY E. BURT
Direct Owner · 17.5%
4624741
PURDY, BRETT, ANN MIRANDA
Direct Owner · 7.5%
7212839
Malech, Ronald, Timothy
IAR · Executive Officer · 2.5%
7070330
CHRISTIE, DAVID, BRUCE
Executive Officer · 2.5%
7212838
ENGEL, DONALD, CRAIG
Executive Officer · 2.5%
4625005
FRASER, DANNY
Executive Officer · 2.5%
7052287
Osborn, DeWayne
Executive Officer · 2.5%
6780160
WILSON-KOWAL, SHEILA, MARIE
Executive Officer · 2.5%
7212835
Taryn Janis Marie Liebrecht
IAR
7038866
GREGORY JOHN PHILLIPS
IAR
6288991
Ian James Wood
IAR
7083155
COPE, JOSEPH, MICHAEL
IAR
4777695
Austin Rayne, Gerald Coughlin
IAR
8058311