SourcingSourcing

ST. JAMES INVESTMENT COMPANY, LLC

C49
CRD 124777·SEC 801-61779·SOUTHLAKE, TX
AUM
$660.6M
$500M-$1B
Est. Revenue
$6.6M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$15.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ST. JAMES INVESTMENT COMPANY, LLC
CRD
124777
SEC file #
801-61779
EIN
113484064
DBA names
—

Economics

AUM
$660.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$1.20B → $660.6M▼ -45%
Client mix
Individuals High Net Worth135
Individuals Other108
Other Investment Advisers17
Corporations8
Investment Companies1

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
SOUTHLAKE TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
stjic.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SIBELIUS HOLDINGS, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
SIBELIUS HOLDINGS, LLC
REDELL, LAWRENCE, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STJIC.COM
Rdap Domain Creation Date
2008-07-17T21:02:17Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001504492
Edgar Registered
Yes
Edgar Filing Count
64
Edgar First Filing Date
2011-02-01
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
62
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001504492-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
535 S. KIMBALL AVESTE 140SOUTHLAKE, TX 76092
Business
535 S. KIMBALL AVESTE 140SOUTHLAKE, TX 76092
Edgar EIN
113484064
Edgar Recent Filings
13F-HR2026-05-14 · 0001504492-26-000004
13F-HR2026-02-04 · 0001504492-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-10-11T11:59:59Z
Rdap Domain Last Changed
2025-10-02T18:13:30Z
Rdap Nameservers
Jeff.ns.cloudflare.comMay.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
No

People (5)

5
REDELL, LAWRENCE, JOSEPH
IAR · Direct Owner · 37.5%
2785977
MARK, ROBERT, JOSEPH
IAR · Executive Officer · 2.5%
2785947
AMY ALICE BURSON
IAR
5153007
WILLIAM RANEY SACHS
IAR
1449126
ASA JOSEPH ROBINSON CROW
IAR
7983146