SAFE HARBOR ASSET MANAGEMENT, INC.
A71
CRD 124787·SEC 801-79634·HUNTINGTON, NY
AUM
$26.8M
$25M-$100M
Est. Revenue
$268K
@ 1% on AUM
Est. EBITDA
$80K
@ 30% margin
Est. Deal Value
$643K
@ 8× EBITDA
Identity
Registrations & legal identity
Economics
AUM trajectory
'20 · $46.6M
'21 · $49.7M
'22 · $31.9M
'23 · $43.3M
'25 · $33.8M
'26 · $26.8M
'20'26
$46.6M → $26.8M▼ -42%
Operations
Advisory staff (5-yr trend)
'20 · 1 advisors
'21 · 1 advisors
'22 · 1 advisors
'23 · 4 advisors
'25 · 2 advisors
'26 · 2 advisors
'20'26
1 advisors → 2 advisors▲ +100%
Branches
—
Custodian & Brokerage
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Filings
Compliance
Trademark
—
Additional signalsExpand ▾
Ownership & succession ★
Who controls the firm + pre-computed succession flags
Availability / M&A ★
Already-acquired = skip; deal comps
Web presence ★
Stale website = winding down
Retirement-plan book (Form 5500) ★
401(k)/plan business — cross-sell value
SEC EDGAR
Edgar Form D Offerings
2022-08-232022-08-23 · 0000932440-22-000053
2022-07-202022-07-20 · 0000932440-22-000044
Compliance & brand
All other collected signals (12)
Everything else we've pulled for this record, not yet curated into a section.
Edgar Addresses
Mailing
10 TARA BOULEVARD, SUITE 501C/O NET LEASE CAPITAL ADVISORS LLCNASHUA, NH 03062
Business
10 TARA BOULEVARD, SUITE 501C/O NET LEASE CAPITAL ADVISORS LLCNASHUA, NH 03062
Edgar Recent Filings
D/A2022-08-23 · 0000932440-22-000053
D/A2022-07-20 · 0000932440-22-000044