SourcingSourcing

PROVIDENCE FINANCIAL ADVISORS, LLC

B61
CRD 124839·SEC 801-127183·OVERLAND PARK, KS
AUM
$428.1M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROVIDENCE FINANCIAL ADVISORS, LLC
CRD
124839
SEC file #
801-127183
EIN
473575125
DBA names
—

Economics

AUM
$428.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$544.5M → $428.1M▼ -21%
Client mix
Individuals Other117
Individuals High Net Worth58
Charitable Organizations11

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
3 advisors → 4 advisors▲ +33%
Primary office
OVERLAND PARK KS
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
pfa-llc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COX, STEVEN, THOMAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
COX, STEVEN, THOMAS
DONALDSON, MARK, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PFA-LLC.COM
Rdap Domain Creation Date
2003-02-05T21:42:54Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002072264
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2025-11-07
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
3
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0002072264-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
6900 COLLEGE BLVD., SUITE 850OVERLAND PARK, KS 66211
Business
6900 COLLEGE BLVD., SUITE 850OVERLAND PARK, KS 66211
Edgar EIN
473575125
Edgar Recent Filings
13F-HR2026-05-12 · 0002072264-26-000004
13F-HR2026-02-10 · 0002072264-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-02-05T21:42:54Z
Rdap Domain Last Changed
2025-12-07T07:22:19Z
Rdap Nameservers
Ns29.worldnic.comNs30.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2084626
Trust Company Affiliate
No

People (4)

4
COX, STEVEN, THOMAS
IAR · Direct Owner · 87.5%
2084626
DONALDSON, MARK, JOSEPH
IAR · Executive Officer · 2.5%
2346627
STEVEN THOMAS COX
IAR
6017637
Evan Matthew Lange
IAR
8134427