ANCORA PRIVATE WEALTH ADVISORS, LLC

C35
CRD 124845·SEC 801-61942·CLEVELAND, OH
AUM
$3.90B
$1B+
Est. Revenue
$39.0M
@ 1% on AUM
Est. EBITDA
$11.7M
@ 30% margin
Est. Deal Value
$93.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ANCORA PRIVATE WEALTH ADVISORS, LLC
CRD
124845
SEC file #
801-61942
EIN
331033773
DBA names

Economics

AUM
$3.90B
AUM band
$1B+
AUM trajectory
'20'26
$1.31B → $3.90B▲ +198%
Client mix
Individuals High Net Worth4,414
Corporations40
Charitable Organizations28
Pension Profit Sharing Plans27

Operations

Employees (total)
53
Advisory staff (per ADV)
29
Advisory staff (5-yr trend)
'20'26
28 advisors → 29 advisors▲ +4%
Primary office
CLEVELAND OH
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/01/2026
ADV-W filed at

Compliance

Disclosures (firm)
2
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
INVERNESS HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
INVERNESS HOLDINGS LLC
BARTELS, JOHN, GREGORY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ANCORA.NET
Rdap Domain Creation Date
2002-06-26T18:44:09Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
166,744
Form 5500 Compensation Trajectory 3y
202596,696
202670,048
Form 5500 Plan Count Trajectory 3y
20252
20262
Schedule C Total Compensation
166,744
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001446114
Edgar Registered
Yes
Edgar Filing Count
316
Edgar First Filing Date
2008-11-18
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
91
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001446114-26-000009
Edgar Former Names
Ancora Advisors, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
12
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
6060 PARKLAND BOULEVARD, SUITE 200CLEVELAND, OH 44124
Business
6060 PARKLAND BOULEVARD, SUITE 200CLEVELAND, OH 44124
Edgar EIN
331033773
Edgar Recent Filings
13F-HR2026-05-15 · 0001446114-26-000009
13F-HR2026-02-17 · 0001446114-26-000006
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-06-26T18:49:25Z
Rdap Domain Last Changed
2024-04-09T15:02:17Z
Rdap Nameservers
Ns-cloud-a1.googledomains.comNs-cloud-a2.googledomains.comNs-cloud-a3.googledomains.comNs-cloud-a4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Trust Company Affiliate
Yes