SourcingSourcing

WESTWOOD GLOBAL INVESTMENTS LLC

B53
CRD 125012·SEC 801-61776·PARK CITY, UT
AUM
$9.47B
$1B+
Est. Revenue
$94.7M
@ 1% on AUM
Est. EBITDA
$28.4M
@ 30% margin
Est. Deal Value
$227.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WESTWOOD GLOBAL INVESTMENTS LLC
CRD
125012
SEC file #
801-61776
EIN
753094894
DBA names
Westwood Global Investments

Economics

AUM
$9.47B
AUM band
$1B+
AUM trajectory
'20'26
$9.40B → $9.47B▲ +1%
Client mix
Pooled Investment Vehicles6
Charitable Organizations2
Investment Companies1

Operations

Employees (total)
30
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
13 advisors → 14 advisors▲ +8%
Primary office
PARK CITY UT
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
westwoodglobal.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
REYNOLDS, MARGARET, MARY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
REYNOLDS, MARGARET, MARY
WARD, BRYAN, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WESTWOODGLOBAL.COM
Rdap Domain Creation Date
2002-10-11T15:35:35Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
3,649,760
Form 5500 Compensation Trajectory 3y
20253,649,760
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
3,649,760
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001356513
Edgar Registered
Yes
Edgar Filing Count
91
Edgar First Filing Date
2006-03-28
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
89
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001356513-26-000003
Edgar Former Names
Westwood Global Investments LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Northern Trust10
E*trade4
State Street3
Edgar Addresses
Mailing
ONE FINANCIAL CENTERSUITE 1620BOSTON, MA 02111
Business
ONE FINANCIAL CENTERSUITE 1620BOSTON, MA 02111
Edgar EIN
753094894
Edgar Recent Filings
13F-HR2026-05-14 · 0001356513-26-000003
13F-HR2026-02-10 · 0001356513-26-000001
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2030-10-11T15:35:35Z
Rdap Domain Last Changed
2025-09-11T06:58:53Z
Rdap Nameservers
Karl.ns.cloudflare.comTessa.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1687009
Trust Company Affiliate
No

People (5)

5
REYNOLDS, MARGARET, MARY
IAR · Direct Owner · 62.5%
1687009
WARD, BRYAN, LEE
IAR · Direct Owner · 62.5%
2084806
STANTON, SHEILA, ANN
IAR · Executive Officer · 2.5%
1924439
MATHUR, NINA
Executive Officer · 2.5%
5563277
NICHOLS, JEFFREY, BRIAN
Executive Officer · 2.5%
7967257