SourcingSourcing

MWS CAPITAL CONSULTANTS LLC

C32
CRD 125061·SEC 801-123695·CHICAGO, IL
AUM
$193.7M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$581K
@ 30% margin
Est. Deal Value
$4.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MWS CAPITAL CONSULTANTS LLC
CRD
125061
SEC file #
801-123695
EIN
—
DBA names
—

Economics

AUM
$193.7M
AUM band
$100M-$500M
AUM trajectory
'23'26
$115.3M → $193.7M▲ +68%
Client mix
Individuals Other65
Individuals High Net Worth59
Pension Profit Sharing Plans12
Corporations6

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
2 advisors → 3 advisors▲ +50%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
02/18/2026
ADV-W filed at
—
Website
mwscapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHAPIRO, MATTHEW, WAYNE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SHAPIRO, MATTHEW, WAYNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MWSCAPITAL.COM
Rdap Domain Creation Date
2003-07-08T17:37:19Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity8
E*trade4
State Street1
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-08T17:37:19Z
Rdap Domain Last Changed
2026-05-09T06:22:08Z
Rdap Nameservers
Ns43.worldnic.comNs44.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4639818
Trust Company Affiliate
No

People (3)

3
SHAPIRO, MATTHEW, WAYNE
IAR · Direct Owner · 87.5%
4639818
William James Alt
IAR
7248877
Beth Mary Smyth
IAR
8078154