SourcingSourcing

MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED

C40
CRD 125142·SEC 801-61860
AUM
$377.8M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED
CRD
125142
SEC file #
801-61860
EIN
—
DBA names
—

Economics

AUM
$377.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$11.20B → $377.8M▼ -97%
Client mix
Insurance Companies2

Operations

Employees (total)
429
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'23'26
46 advisors → 13 advisors▼ -72%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
manulifeim.com/institutional/ca/en

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE MANUFACTURERS LIFE INSURANCE
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
6
Control Persons
THE MANUFACTURERS LIFE INSURANCE
Assef, Amirali
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MANULIFEIM.COM
Rdap Domain Creation Date
2019-04-17T04:30:47Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street4
E*trade4
Bny Mellon2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-17T04:30:47Z
Rdap Domain Last Changed
2026-04-13T05:08:26Z
Rdap Nameservers
Ns0005.secondary.cloudflare.comNs0182.secondary.cloudflare.comUdns1.cscdns.netUdns2.cscdns.uk
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (5)

5
Assef, Amirali
Executive Officer · 2.5%
7962017
Bogle, James, William
Executive Officer · 2.5%
7344902
Hayes, Rebecca, Rose
Executive Officer · 2.5%
7523574
Sethi, Mamta, Suri
Executive Officer · 2.5%
7844077
WALKER, CHRISTOPHER, MICHAEL
Executive Officer · 2.5%
4302554