SourcingSourcing

WARTHER PRIVATE WEALTH, LLC

B55
CRD 125145·SEC 801-126233·AKRON, OH
AUM
$371.3M
$100M-$500M
Est. Revenue
$3.7M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WARTHER PRIVATE WEALTH, LLC
CRD
125145
SEC file #
801-126233
EIN
331044474
DBA names
Warther Private Wealth

Economics

AUM
$371.3M
AUM band
$100M-$500M
AUM trajectory
'23'26
$176.4M → $371.3M▲ +110%
Client mix
Individuals Other181
Individuals High Net Worth56
Corporations10
Other2

Operations

Employees (total)
9
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
1 advisors → 2 advisors▲ +100%
Primary office
AKRON OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/26/2025
ADV-W filed at
—
Website
facebook.com/wartherprivatewealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WARTHER, ROBERT, WAYNE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WARTHER, ROBERT, WAYNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001954551
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-11-16
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
20
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001954551-26-000004

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2165
Soi Zip Pct 200k Plus
0.0609
Soi Zip Returns 200k Plus
850
Soi Zip Total AGI
1,079,044
Fdic Zip Total Deposits
19,280,876,000
Fdic Zip Branch Count
338
Fdic Zip Top Banks
Firstmerit Bank, National Association
New York Community Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1075 W. MARKET STAKRON, OH 44313
Business
1075 W. MARKET STAKRON, OH 44313
Edgar EIN
331044474
Edgar Recent Filings
13F-HR2026-05-15 · 0001954551-26-000004
13F-HR2026-02-18 · 0001954551-26-000002
Fdic Zip Branches Raw
National City Bank, NortheastAkron, OH
National City Bank, NortheastAkron, OH
Fdic Zip HHI
781.98
Fdic Zip Top Bank Share Pct
14.13
Fdic Zip Year
2024
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI44,731
Returns3,430
Stub 2
AGI133,697
Returns3,610
Stub 3
AGI148,451
Returns2,420
Soi Zip Total Business Income
35,480
Soi Zip Total Cap Gains
52,894
Soi Zip Total Dividends
31,611
Soi Zip Total Returns
13,950
Top Owner CRD
813761
Trust Company Affiliate
No

People (2)

2
WARTHER, ROBERT, WAYNE
IAR · Direct Owner · 87.5%
813761
JOSHUA DONOVAN SONNHALTER
IAR
6384696