SourcingSourcing

NEUENSCHWANDER ASSET MANAGEMENT, LLC

C45
CRD 125179·SEC 801-124791·MCFARLAND, WI
AUM
$173.5M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$521K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEUENSCHWANDER ASSET MANAGEMENT, LLC
CRD
125179
SEC file #
801-124791
EIN
—
DBA names
—

Economics

AUM
$173.5M
AUM band
$100M-$500M
AUM trajectory
'23'26
$123.0M → $173.5M▲ +41%
Client mix
Individuals Other161
Individuals High Net Worth35
Charitable Organizations3

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
3 advisors → 3 advisors▬ 0%
Primary office
MCFARLAND WI
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
namadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEUENSCHWANDER, TIMOTHY, JAMES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
NEUENSCHWANDER, TIMOTHY, JAMES
MURPHY, JAMES, VINCENT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NAMADVISORS.COM
Rdap Domain Creation Date
2007-11-15T19:53:28Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.392
Soi Zip Pct 200k Plus
0.1118
Soi Zip Returns 200k Plus
750
Soi Zip Total AGI
821,584
Fdic Zip Total Deposits
7,336,360,000
Fdic Zip Branch Count
72
Fdic Zip Top Banks
McFarland State Bank
One Community Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
McFarland State BankMcfarland, WI
First Federal Savings Bank La Crosse - MadisonMc Farland, WI
Fdic Zip HHI
4216.67
Fdic Zip Top Bank Share Pct
59.59
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-15T19:53:28Z
Rdap Domain Last Changed
2025-10-17T06:20:39Z
Rdap Nameservers
Adns.cs.siteprotect.comBdns.cs.siteprotect.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI14,097
Returns1,270
Stub 2
AGI41,942
Returns1,110
Stub 3
AGI60,461
Returns980
Soi Zip Total Business Income
17,628
Soi Zip Total Cap Gains
32,337
Soi Zip Total Dividends
14,364
Soi Zip Total Returns
6,710
Top Owner CRD
5455364
Trust Company Affiliate
No

People (3)

3
NEUENSCHWANDER, TIMOTHY, JAMES
IAR · Direct Owner · 62.5%
5455364
MURPHY, JAMES, VINCENT
IAR · Direct Owner · 37.5%
5429513
NEUENSCHWANDER, ROY, ERNEST
IAR · Direct Owner · 7.5%
4631209