SourcingSourcing

EXCHANGE PLACE ADVISORS, LLC

B59
CRD 125240·SEC 801-63511·SUDBURY, MA
AUM
$379.7M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EXCHANGE PLACE ADVISORS, LLC
CRD
125240
SEC file #
801-63511
EIN
—
DBA names
—

Economics

AUM
$379.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$188.5M → $379.7M▲ +101%
Client mix
Individuals Other156
Individuals High Net Worth92

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
SUDBURY MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OLLQUIST, JOHN, CHRISTOPHER
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
OLLQUIST, JOHN, CHRISTOPHER
PADOVANO, THOMAS, ANTHONY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5877
Soi Zip Pct 200k Plus
0.4223
Soi Zip Returns 200k Plus
3,780
Soi Zip Total AGI
2,461,324
Census Median Hh Income
234,427
Census High Income Households
3,997
Census Median Age
43.8
Census Pop 65 66 Total
420
Census Total Households
6,323
Fdic Zip Total Deposits
19,107,275,000
Fdic Zip Branch Count
251
Fdic Zip Top Banks
Bank of America, National Association
Middlesex Savings Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Census Bachelors Plus Count
4,731
Census Median Home Value
892,700
Census Unemployed Count
456
Census Zip
01776
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
Northern Bank & Trust CompanySudbury, MA
Shawmut Bank, National AssociationSudbury, MA
Fdic Zip HHI
1271.21
Fdic Zip Top Bank Share Pct
24.22
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI16,616
Returns1,840
Stub 2
AGI27,002
Returns740
Stub 3
AGI37,311
Returns600
Soi Zip Total Business Income
103,818
Soi Zip Total Cap Gains
188,935
Soi Zip Total Dividends
93,953
Soi Zip Total Returns
8,950
Top Owner CRD
839716
Trust Company Affiliate
No

People (3)

3
OLLQUIST, JOHN, CHRISTOPHER
IAR · Direct Owner · 62.5%
839716
PADOVANO, THOMAS, ANTHONY
IAR · Direct Owner · 37.5%
1341850
Daniel Robert Ollquist
IAR
7133492