SourcingSourcing

TANDEMGROWTH FINANCIAL ADVISORS, LLC

B55
CRD 125490·SEC 801-79425·ALPHARETTA, GA
AUM
$297.0M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$891K
@ 30% margin
Est. Deal Value
$7.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TANDEMGROWTH FINANCIAL ADVISORS, LLC
CRD
125490
SEC file #
801-79425
EIN
000000000
DBA names
—

Economics

AUM
$297.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$141.5M → $297.0M▲ +110%
Client mix
Individuals High Net Worth135
Individuals Other67

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
ALPHARETTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
facebook.com/tandemgrowth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BERNIER, JON, JEFFREY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BERNIER, JON, JEFFREY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:tandemgrowth.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002110449
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-12
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0002110449-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
3820 MANSELL ROADSUITE T30ALPHARETTA, GA 30022
Business
3820 MANSELL ROADSUITE T30ALPHARETTA, GA 30022
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-07 · 0002110449-26-000002
13F-HR2026-02-12 · 0002110449-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1540739
Trust Company Affiliate
No

People (3)

3
BERNIER, JON, JEFFREY
IAR · Direct Owner · 87.5%
1540739
JAMIE UNDERWOOD STOLZ
IAR
5681635
MONA GALAL FAHMY KUHLMAN
IAR
3195400