SourcingSourcing

TROTTA, JOHN (NMN)

A73
CRD 125537·SEC 801-79944·FARMINGDALE, NY
AUM
$135.0M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$405K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TROTTA, JOHN (NMN)
CRD
125537
SEC file #
801-79944
EIN
—
DBA names
Financial Advisor Network, Inc.

Economics

AUM
$135.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$60.0M → $135.0M▲ +125%
Client mix
Individuals Other111
Individuals High Net Worth47

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
FARMINGDALE NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/16/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TROTTA, JOHN, NMN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
TROTTA, JOHN, NMN
D'Andrea, Sandra
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3395
Soi Zip Pct 200k Plus
0.0987
Soi Zip Returns 200k Plus
1,750
Soi Zip Total AGI
1,703,079
Fdic Zip Total Deposits
47,589,279,000
Fdic Zip Branch Count
496
Fdic Zip Top Banks
Citibank, National Association
TD Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
The Roslyn Savings BankFarmingdale, NY
European American BankFarmingdale, NY
Fdic Zip HHI
972.88
Fdic Zip Top Bank Share Pct
18.17
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI44,877
Returns3,920
Stub 2
AGI115,555
Returns3,100
Stub 3
AGI167,698
Returns2,700
Soi Zip Total Business Income
34,138
Soi Zip Total Cap Gains
35,339
Soi Zip Total Dividends
20,964
Soi Zip Total Returns
17,730
Top Owner CRD
1853327
Trust Company Affiliate
No

People (4)

4
TROTTA, JOHN, NMN
IAR · Direct Owner · 87.5%
1853327
D'Andrea, Sandra
Executive Officer · 2.5%
6757480
Leslie A Braun
IAR
7424563
david siegfried
IAR
7396740