SourcingSourcing

STRATEGIC ADVISORS LLC

B58
CRD 125882·SEC 801-64228·NEW YORK, NY
AUM
$832.9M
$500M-$1B
Est. Revenue
$8.3M
@ 1% on AUM
Est. EBITDA
$2.5M
@ 30% margin
Est. Deal Value
$20.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STRATEGIC ADVISORS LLC
CRD
125882
SEC file #
801-64228
EIN
460589589
DBA names
Strategic Wealth Management Group

Economics

AUM
$832.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$309.9M → $832.9M▲ +169%
Client mix
Individuals Other177
Individuals High Net Worth155
Pension Profit Sharing Plans13
Charitable Organizations6

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consultingSelection of other advisersOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
swmgrp.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MAY, LAWRENCE, EVAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MAY, LAWRENCE, EVAN
LEVITT, JOHN, BEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SWMGRP.COM
Rdap Domain Creation Date
2004-04-16T19:45:10Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3,630
Form 5500 Total Compensation
299,205,005
Form 5500 Compensation Trajectory 3y
2025292,901,962
20266,303,043
Form 5500 Plan Count Trajectory 3y
20253,542
202688
Schedule C Total Compensation
299,205,005
Schedule C Service Provider Rows
3,630

SEC EDGAR

Edgar Cik
0001930042
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2022-05-19
Edgar Last Filing Date
2022-05-19
Edgar Form D Count
1
Edgar Form D Offerings
2022-05-192022-05-19 · 0001930042-22-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
8 CATHERINE ST.STE. 4ANEW YORK, NY 10038
Business
8 CATHERINE ST.STE. 4ANEW YORK, NY 10038
Edgar EIN
460589589
Edgar Recent Filings
D2022-05-19 · 0001930042-22-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-16T19:45:10Z
Rdap Domain Last Changed
2026-03-27T08:00:40Z
Rdap Nameservers
Ns1.verio.comNs2.verio.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
323812
Trust Company Affiliate
No

People (5)

5
MAY, LAWRENCE, EVAN
IAR · Direct Owner · 87.5%
323812
LEVITT, JOHN, BEN
Executive Officer · 2.5%
858591
MELVIN ROKEACH
IAR
4124577
JILL CHRISTINE GANEY
IAR
2551405
ROBERT PETER GOODMAN
IAR
1172590