SourcingSourcing

POTRERO CAPITAL RESEARCH, LLC

C42
CRD 125909·SEC 801-108045·SAN FRANCISCO, CA
AUM
$419.6M
$100M-$500M
Est. Revenue
$4.2M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
POTRERO CAPITAL RESEARCH, LLC
CRD
125909
SEC file #
801-108045
EIN
462212525
DBA names
—

Economics

AUM
$419.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$234.9M → $419.6M▲ +79%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/potrero-capital-research(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RIPSTEEN, JACK, R
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
RIPSTEEN, JACK, R
NURTMAN, HOWARD, IAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001572224
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2013-03-20
Edgar Last Filing Date
2026-03-24
Edgar Form D Count
14
Edgar Form D Offerings
2026-03-242026-03-24 · 0001572224-26-000001
2025-04-042025-04-04 · 0001572224-25-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Pershing12
Goldman Sachs12
Jpmorgan6
E*trade4
Edgar Addresses
Mailing
235 MONTGOMERY STREET, SUITE 1010SAN FRANCISCO, CA 94104
Business
235 MONTGOMERY STREET, SUITE 1010SAN FRANCISCO, CA 94104
Edgar EIN
462212525
Edgar Recent Filings
D/A2026-03-24 · 0001572224-26-000001
D/A2025-04-04 · 0001572224-25-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4071418
Trust Company Affiliate
No

People (2)

2
RIPSTEEN, JACK, R
Direct Owner · 87.5%
4071418
NURTMAN, HOWARD, IAN
Executive Officer · 2.5%
5874437