SourcingSourcing

KELLEHER FINANCIAL ADVISORS, LLC

C43
CRD 126021·SEC 801-62029·NEW YORK, NY
AUM
$1.15B
$1B+
Est. Revenue
$11.5M
@ 1% on AUM
Est. EBITDA
$3.5M
@ 30% margin
Est. Deal Value
$27.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KELLEHER FINANCIAL ADVISORS, LLC
CRD
126021
SEC file #
801-62029
EIN
—
DBA names
—

Economics

AUM
$1.15B
AUM band
$1B+
AUM trajectory
'20'26
$343.5M → $1.15B▲ +236%
Client mix
Individuals High Net Worth171
Individuals Other108
Corporations4
Pension Profit Sharing Plans1

Operations

Employees (total)
13
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
3 advisors → 6 advisors▲ +100%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/14/2026
ADV-W filed at
—
Website
starboardadvisorsllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WALL STREET ACCESS NY
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
WALL STREET ACCESS NY
GOETCHIUS, ARTHUR, LEROY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STARBOARDADVISORSLLC.COM
Rdap Domain Creation Date
2017-08-23T00:01:21Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab4
Fidelity4
Pershing4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-23T00:01:21Z
Rdap Domain Last Changed
2025-08-23T10:18:45Z
Rdap Nameservers
Ns21.domaincontrol.comNs22.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (9)

9
WEISENFLUH, BARTON, WALL
IAR · Executive Officer · 2.5%
2736882
SORRENTINO, COLLEEN, PATRICIA
IAR · Executive Officer · 2.5%
1714405
ARTHUR LEROY GOETCHIUS
Executive Officer · 2.5%
1374251
SEAN MICHAEL KELLEHER
Executive Officer · 2.5%
1726997
WILLIAM KANE LAVIN
Executive Officer · 2.5%
2703117
OUELLETTE, MICHAEL, ANTHONY
Executive Officer · 2.5%
2374391
Thayne E Gould
Executive Officer · 2.5%
3139959
NEIL NICHOLAS CATALDI
IAR
3086771
DAVID GORDON RAUCH
IAR
2208226