SourcingSourcing

KOON FINANCIAL PLANNING & CONSULTING, LLC

C38
CRD 126051·SEC 801-132426·GREENWOOD, IN
AUM
$146.9M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$441K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KOON FINANCIAL PLANNING & CONSULTING, LLC
CRD
126051
SEC file #
801-132426
EIN
—
DBA names
Koon Financial Planning & Consulting/kfp&c

Economics

AUM
$146.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$114.5M → $146.9M▲ +28%
Client mix
Individuals Other98
Individuals High Net Worth55
Charitable Organizations10

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
GREENWOOD IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Fruits, Evan, Scott
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Fruits, Evan, Scott
HIVE ENTERPRISES
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:unparseable

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6860061
Trust Company Affiliate
No

People (3)

3
Fruits, Evan, Scott
IAR · Direct Owner · 87.5%
6860061
MITCHELL, SUSAN, ELAINE
Executive Officer · 2.5%
1453956
WALTER LEWIS KOON
IAR
4649376