SourcingSourcing

FREEDOM INVESTMENT MANAGEMENT, INC.

C49
CRD 126052·SEC 801-68642·SOUTH WINDSOR, CT
AUM
$568.7M
$500M-$1B
Est. Revenue
$5.7M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FREEDOM INVESTMENT MANAGEMENT, INC.
CRD
126052
SEC file #
801-68642
EIN
680540584
DBA names
—

Economics

AUM
$568.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$1.84B → $568.7M▼ -69%
Client mix
Individuals Other409
Individuals High Net Worth76
Pension Profit Sharing Plans29
Charitable Organizations6

Operations

Employees (total)
9
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
10 advisors → 6 advisors▼ -40%
Primary office
SOUTH WINDSOR CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
linkedin.com/company/freedomadvisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FREEDOM ADVISORS GROUP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
FREEDOM ADVISORS GROUP
DAIGNAULT, STEVEN, MARK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:freedom.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001566653
Edgar Registered
Yes
Edgar Filing Count
64
Edgar First Filing Date
2013-01-16
Edgar Last Filing Date
2026-04-22
Edgar 13f Count
62
Edgar 13f Latest AUM Estimate
Filing Date2026-04-22
Accession0001062993-26-002096
Edgar Former Names
Eqis Capital Management, Inc.

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4277
Soi Zip Pct 200k Plus
0.1572
Soi Zip Returns 200k Plus
2120
Soi Zip Total AGI
1,617,394
Fdic Zip Total Deposits
18,756,705,000
Fdic Zip Branch Count
285
Fdic Zip Top Banks
Webster Bank, National Association
Rockville Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1645 ELLINGTON ROAD, 3RD FLOORSOUTH WINDSOR, CT 06074
Business
1645 ELLINGTON ROAD, 3RD FLOORSOUTH WINDSOR, CT 06074
Edgar EIN
680540584
Edgar Recent Filings
13F-HR2026-04-22 · 0001062993-26-002096
13F-HR2026-02-06 · 0001062993-26-000676
Fdic Zip Branches Raw
Fleet Bank, National AssociationSouth Windsor, CT
Fleet Bank, National AssociationSouth Windsor, CT
Fdic Zip HHI
605.41
Fdic Zip Top Bank Share Pct
14.75
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI29,426
Returns2,570
Stub 2
AGI69,798
Returns1,870
Stub 3
AGI109,092
Returns1,750
Soi Zip Total Business Income
48,923
Soi Zip Total Cap Gains
38,449
Soi Zip Total Dividends
34,904
Soi Zip Total Returns
13,490
Trust Company Affiliate
No

People (6)

6
O'CONNOR, JOHN, ARTHUR
IAR · Executive Officer · 2.5%
1070038
DAIGNAULT, STEVEN, MARK
Executive Officer · 2.5%
7579116
KEITH KRISTAN LINDBERG
IAR
1740902
BRIAN EDWARD HAWLEY
IAR
3105682
SCOTT KEVIN HAWLEY
IAR
6623466
DANIEL WILLIAM SNYDER
IAR
5345042