CARUSO MCLEAN & CO., INC.
B62
CRD 126084·SEC 801-64498·UTICA, NY
AUM
$281.8M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$845K
@ 30% margin
Est. Deal Value
$6.8M
@ 8× EBITDA
Identity
Registrations & legal identity
Economics
AUM trajectory
'20 · $154.7M
'21 · $194.4M
'22 · $207.5M
'23 · $227.4M
'25 · $248.9M
'26 · $281.8M
'20'26
$154.7M → $281.8M▲ +82%
Client mix
| Individuals High Net Worth | 76 |
| Individuals Other | 23 |
| Pension Profit Sharing Plans | 18 |
| Corporations | 5 |
| Charitable Organizations | 3 |
Operations
Advisory staff (5-yr trend)
'20 · 5 advisors
'21 · 5 advisors
'22 · 5 advisors
'23 · 5 advisors
'25 · 4 advisors
'26 · 4 advisors
'20'26
5 advisors → 4 advisors▼ -20%
Branches
—
Custodian & Brokerage
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Filings
Compliance
Trademark
—
Additional signalsExpand ▾
Ownership & succession ★
Who controls the firm + pre-computed succession flags
Availability / M&A ★
Already-acquired = skip; deal comps
Web presence ★
Stale website = winding down
Retirement-plan book (Form 5500) ★
401(k)/plan business — cross-sell value
SEC EDGAR
Compliance & brand
All other collected signals (14)
Everything else we've pulled for this record, not yet curated into a section.