SourcingSourcing

ASSET PLANNING CORPORATION

B64
CRD 126242·SEC 801-63461·W. PALM BEACH, FL
AUM
$104.4M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$313K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASSET PLANNING CORPORATION
CRD
126242
SEC file #
801-63461
EIN
620941756
DBA names
—

Economics

AUM
$104.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$115.5M → $104.4M▼ -10%
Client mix
Individuals Other101
Individuals High Net Worth31
Pension Profit Sharing Plans2
Charitable Organizations2

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
6 advisors → 2 advisors▼ -67%
Primary office
W. PALM BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
fpiginc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FINANCIAL PLANNING INVESTMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
FINANCIAL PLANNING INVESTMENT
POST, RENEE, SUZANNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FPIGINC.COM
Rdap Domain Creation Date
1998-10-06T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
31,197
Form 5500 Compensation Trajectory 3y
202531,197
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
31,197
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0000007773
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2002-02-28
Edgar Last Filing Date
2025-11-06
Edgar 13f Count
20
Edgar 13f Latest AUM Estimate
Filing Date2025-11-06
Accession0001951757-25-001276

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
238 S.PETERS RD. BLDG. AKNOXVILLE, TN 37923
Business
238 S. PETERS RDBLDG AKNOXVILLE, TN 37923
Edgar EIN
620941756
Edgar Recent Filings
13F-HR2025-11-06 · 0001951757-25-001276
13F-HR2025-07-23 · 0001951757-25-000944
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-10-05T04:00:00Z
Rdap Domain Last Changed
2022-10-10T15:51:55Z
Rdap Nameservers
Ns49.worldnic.comNs50.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (2)

2
POST, RENEE, SUZANNE
IAR · Executive Officer · 2.5%
4237548
ALEXANDER EVAN RUBY
IAR
6500884