SourcingSourcing

LORETTA NOLAN ASSOCIATES, LLC

A84
CRD 126468·SEC 801-133789·OLD GREENWICH, CT
AUM
$135.8M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$407K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LORETTA NOLAN ASSOCIATES, LLC
CRD
126468
SEC file #
801-133789
EIN
—
DBA names
—

Economics

AUM
$135.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$121.6M → $135.8M▲ +12%
Client mix
Individuals High Net Worth40
Individuals Other16

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
OLD GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/18/2026
ADV-W filed at
—
Website
linkedin.com/in/loretta-nolan-8a804b1b(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NOLAN, LORETTA, CRANE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
NOLAN, LORETTA, CRANE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6388
Soi Zip Pct 200k Plus
0.4896
Soi Zip Returns 200k Plus
1,640
Soi Zip Total AGI
2,736,559
Fdic Zip Total Deposits
7,298,320,000
Fdic Zip Branch Count
90
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Fleet Bank, National AssociationOld Greenwich, CT
The Chase Manhattan Bank of Connecticut, National AssociationOld Greenwich, CT
Fdic Zip HHI
1987.46
Fdic Zip Top Bank Share Pct
37.13
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI5,189
Returns570
Stub 2
AGI9,717
Returns260
Stub 3
AGI12,537
Returns200
Soi Zip Total Business Income
69,948
Soi Zip Total Cap Gains
958,689
Soi Zip Total Dividends
170,074
Soi Zip Total Returns
3,350
Top Owner CRD
1127878
Trust Company Affiliate
No

People (1)

1
NOLAN, LORETTA, CRANE
IAR · Direct Owner · 87.5%
1127878